Disclosure of SEC-Required Order Execution Information (Rule 605)
The Securities and Exchange Commission requires large broker-dealers, including Betterment Securities, to publish monthly reporting regarding the execution quality of covered orders in national market system (NMS) stocks under Rule 605 of Regulation NMS, as amended. Such reporting obligations begin with the August 2026 reporting month.
The reports below provide standardized execution quality information for covered orders received by Betterment Securities during the applicable calendar month, including detailed and summary reports in SEC-required formats, but are not a representation of the execution quality that any individual customer received during a given month.
Reports remain publicly available for at least three years.
Rule 605 Reports
August 2026