We’re excited to work with you and provide resources to keep you informed along the way. We encourage you to review this series of tutorial videos that will help guide you through the milestones of the testing process.

Introduction to Compliance

Start here. This brief overview walks through the types of compliance tests and how they can impact a 401(k) plan.

Your Betterment for Business Compliance Hub

This guide shows how to go through your compliance hub, fill out the annual questionnaire, download your plan’s census file, and then re-upload it after you’ve reviewed the file.

Annual Census Review

This introduction to the census file highlights the key fields to review. Specifically, it covers who should be included within the census, and how to account for employees’ hours worked, compensation, 401(k) contributions and employer contributions.

Request Census Information

Hours and Compensation

Employee and Employer Contributions

Action Notifications

If your plan has any year-end action items to address, you’ll receive a notification from Betterment. This video covers the types of action items and how to complete them.